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Job Name: Compliance Officer
    Job Code:
    CMPVNM0408
    Industry:
    Finance/Banking - Legal
    Location:
    HCM - Vietnam
    Job Type:
    Employee
    Salary:
    Competitive
    Job Status:
    Full Time Employee
    Career Level:
    Supervisor
    Degree Level:
    Bachelor
    Additional salary:
    N/A
    Job Expire:
    27/05/2008
    Age:
    16 - 60
    Gender:
    Male / Female
About Company
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Job Description
    Description:
    • Assists the Compliance Manager in implementing compliance standards by monitoring and reporting as directed, and supervising (where necessary) any remedial activity required.
      Monitors functional activities and provides assistance on issues, guidelines in accordance to the Group policies and Vietnam banking laws on behalf of the Compliance Department, in reference with procedures set out in the Compliance Manual Handbook (CMH).
      Maintains compliance records and registers as directed by the Compliance Manager or line management and SBV (State Bank of Vietnam), including the breaches register, black list register, CAMP retail, Gordon.

      -Maintain HSBC internal control standards, including the timely implementation of internal and external audit points together with any issues raised by external regulators.

      -Implement Group Compliance Policy as applicable to the role.

      -Manage the operational risk associated with the role and take action to minimize the likelihood of operational risk occurring including risk identification, assessment, mitigation and control, loss identification and reporting.
    Skill Name:
    • -University (BA) or (BS)
      -Two to five years experience
      -1-3 years in a legal office or financial institution is a plus.
      - Broad comprehension for Vietnam laws and banking regulations.
      - Banking knowledge is a plus (i.e. finance, accounting, processing, trade....)
      -Verbal skills (Communications, English fluency, presentation capability)
    Others Information:
      Experience:
      2 years
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